Defined Contribution Provider Consolidation Overview

Firm Name

Action

Firm Name

Year

Wyatt (Daily Valuation)

Sold to

State Street

1996

Benefit Concepts, Inc.

Sold to

USI Insurance Services

1996

Wells Fargo Masterworks

Sold to

Barclays

1996

Mercer

Sold to

ADP

1997

Buck Consultants

Sold to

Mellon Bank

1997

Coopers & Lybrand/Kwasha

Merged with

Price Waterhouse

1998

Barclays ( DC Business)

Outsourced Recordkeeping to

Merrill Lynch

1998

Howard Johnson

Sold to

Merrill Lynch

1998

Wyatt (Balance Forward)

Sold to

First Data Investor Service

1999

First Data Investor Service

Sold to

PNC Bank Corp

1999

Williams, Thatcher & Rand, NY (Balance Forward)

Sold to

USI Insurance Services

1999

Benefits Advisors of New England

Sold to

USI Insurance Services

1999

Bankers Trust

Sold to

Metropolitan Life

1999

Nations Bank

Exited The Business

 

1999

Chase Manhattan Bank

Exited The Business

 

1999

Huntington Bank

Exited The Business

 

2000

Merrill Lynch (Small Market)

Outsourced Recordkeeping to

Bisys

2000

Prudential (Small Market)

Outsourced Recordkeeping to

Bisys

2000

Strong (Small Market)

Outsourced Recordkeeping to

Universal Pensions

2000

T. Rowe Price (Small Market)

Outsourced Recordkeeping to

Trustar

2000

First Tennessee Bank

Outsourced Recordkeeping to

Fidelity

2000

Bank One

Outsourced Recordkeeping to

Fidelity, Invesco

2000

Wachovia

Sold to

First Union

2001

Wachovia

Outsourced Recordkeeping to

INVESCO

2001

John Hancock Financial Services

Sold to

Universal Pensions

2001

Allmerica Financial

Sold to

Minnesota Life

2001

Fleet Bank

Outsourced Recordkeeping to

INVESCO

2001

AON

Sold to

INVESCO

2001

Morgan Stanley Dean Witter

Outsourced Recordkeeping to

ADP

2001

LaSalle National Bank

Outsourced Recordkeeping to

Chicago Title & Trust

2001

Universal Pensions

Sold to

Bisys

2001

PaineWebber

Outsourced Recordkeeping to

MFS

2001

Metropolitan Life Insurance (MET Life)

Outsourced Large Plans

Hewitt Associates

2001

Wilmington Trust

Sold to

The Principal Group

2001

Am South Bank

Outsourced Recordkeeping to

Bisys

2001

South Trust Bank

Exited the Business

 

2001

Pricewaterhouse Cooper/Unifi Network

Sold to

Mellon

2001

Scudder

Sold to

Deutsche Bank

2001

Nippon Life Insurance Company of America

Exited the Business

 

2002

American Skandia

Exited the Business

 

2002

SunTrust

Exited the Business

 

2002

Key Bank

Sold to

The Principal Group

2002

State Street Research

Sold to

Met Life

2002

CBIZ

Sold to

Bisys

2002

Trustar Retirement Services

Exited the Business

 

2002

Guardian Life Ins. Co

No Longer Accepting New Business

2002

Mercantile Bank

Outsourced Recordkeeping to

Bisys

2002

Emplanet

Exited the Business

 

2002

Bank of New York

Exited the Business

 

2002

National City Corp

Outsourced Recordkeeping to

Hewitt Associates

2002

Persumma

Merged with

Mass Mutual

2002

American Century

Sold to

J P Morgan

2003

Northern Trust

Outsourced Recordkeeping to

Hewitt Associates

2003

PFPC

Sold to

Wachovia

2003

Scudder

Sold to

ADP

2003

US Bank

Sold to

Bisys

2003